Business Description

As a financial planner, I believe success should be measured not just by your financial well-being, but by how confident you feel about your future. My mission is to help you reach your financial goals through a personal relationship based on personalized, knowledgeable advice. This focus is designed to help you reach your goals, giving you greater peace of mind.

I work with my clients to design a personal financial plan based on their life goals. This strategy focuses on helping them become more confident about managing their financial objectives. It is designed to provide solutions to both your everyday and long-term financial questions, and is personalized to meet the needs of high net worth individuals. We continually monitor progress toward your financial goals and update your plan based on changes in market conditions and your individual situation.

General Information

Gender:

Male

CRD#:

2911372

Years of Experience in Financial Services:

Education

Academic Background

BS, Finance - Bryant University (1998)

Services

Investment Types:

Stocks Mutual Funds, Alternative Investments, Bonds, Bond Mutual Funds, International Investments, Options, Real Estate, Annuities, Stocks

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Financial Planner, Series 7, Insurance License (Life & Health; Long Term Care; Specify below), Series 63, Chartered Financial Consultant

Firm Information

Number of Advisors in Office:

Over 1000 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Additional Details on Charges:

The primary structure within my practice is fee-based financial planning where there is either a flat fee for financial planning and/or an asset-based fee for asset management.

Prepared By:

Casey D. Clarke

Most Recent Update:

06/12/2008