Business Description

I help clients clarify their vision of their "ideal future" by working to deliver a value driven financial planning process that is based on joint discovery. This process allows clients to make the best decisions to optimize their wealth and their lives.

Whether a client's objective is one of accumulation, preservation, or distribution they will be in a position to make an informed decision and utilize the best tools to help meet their objectives. My process always caters to the general objectives of maximizing flexibility while minimizing taxes and complexity for my clients.

General Information

Gender:

Male

CRD#:

4438327

Years of Experience in Financial Services:

Education

Academic Background

Undergraduate degree - Austin College

JD - SMU, Robert Dedman School of Law

Services

Investment Types:

Stocks Mutual Funds, International Investments, Bond Mutual Funds, Options, Real Estate, Annuities, Stocks, Alternative Investments, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Juris Doctor, Series 63, Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Certified Financial Planner, Insurance License (Life & Health; Long Term Care; Specify below), Series 7, Accredited Asset Management Specialist, Series 65

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

Additional Details on Charges:

I am compensated in three ways:
1) A fee for service: The fee covers one year of service from myself and my staff. It would include developing a comprehensive plan that address all your concerns, any meetings with you and your advisor(s), and implementing the plan. The fee is based on complexity.
2) Asset Management or Product Implementation Fees. I do receive fees for asset management services. Often they are less than what you currently pay to manage your assets.
3) Personal Introductions

Prepared By:

Bradley Cantrill

Most Recent Update:

05/21/2008