Business Description

Major League Investments' investment philosophy is one of balance. We believe that the use of asset allocation strategies is the wisest approach to conserve assets and maximize growth. Our business is the careful crafting of customized diversified investment plans. We design each plan to achieve an appropriate balance considering the individual risk tolerance, liquidity needs and short- and long-term goals of our clients.

Major League Investments Inc. provides fee-based portfolio management services. As a fee-based advisor, we derive our income from one advisory fee- a sliding scale percentage ? based on the size of your managed account. Our one-on-one approach to client relations means that our professional staff will take the worry out of managing your assets.

General Information

Gender:

Male

Firm CRD#:

000000

States Licensed in:

SEC Registered Investment Advisor

Years of Experience in Financial Services:

Foreign Languages Serviced:

Spanish

Education

Academic Background

Ph.D. (candidate) - Capella University

MS, Taxation - Bentley College

Graduate of the Naval War College

Marine Corps Command and Staff College

BS, Accounting and Economics - Babson College (1987)

Services

Investment Types:

Real Estate, Alternative Investments, Bonds, Stocks, Annuities, Mutual Funds, Options & Futures

Qualifications & Memberships

Certifications, Accreditations & Designations:

Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Certified Financial Planner, Certified Public Accountant, Personal Financial Specialist, Chartered Life Underwriter, Certified Public Accountant

Securities Licenses:

CFP

Firm Information

Number of Advisors in Office:

10 - 99 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

250,000

Compensation Methods:

Hourly, Flat Fee, Based on Assets

Fee % Based on Assets:

0.35%-1.0%

Hourly Rate:

175

Prepared By:

Michael Finer

Most Recent Update:

07/15/2008